401(k) Retirement Plan Support Services:
Envestnet Retirement Services (ERS)
401(k) Retirement Plan Support Services Technology:
Betterment for Business
Betterment for Business
Asset Managers – Alternatives:
361 Capital
The New Core Allocation: Long/Short Equity
Corporate Social Responsibility/Diversity:
Charles Schwab Investment Management
CSIM’s Women’s Advancement Initiatives
Socially Responsible Investing (SRI)/Impact Investing:
Envestnet’s Impact Investing Platform
Asset Manager – Social Media Leadership:
J.P. Morgan Funds
Dare to Compare
Asset Managers – ETF Strategists:
CLS Investments
Outcome Based Investment Approach
Asset Managers – ETFs:
John Hancock Investments
ETF Research and Education Portal
Asset Managers – Equities:
Minimum Volatility Challenge Tool
Asset Managers – Fixed Income:
Eaton Vance
Laddered Investing Interest Rate Scenario Tool
Asset Managers – Real Estate (including REITs):
Cole Capital
Advisor Educational Resources: FINRA 15-02
Asset Managers – Separate Accounts:
Lockwood – Managed360
Asset Manager – Thought Leadership – Product:
T. Rowe Price
MarketScene App for Financial Advisors
Asset Manager – Thought Leadership Education:
State Street Global Advisors
Addressing the Value Equation
Broker/Dealers (less than 1,000 Advisors) – Social Media Leadership:
Wedbush Securities
Wedbush Social Media Engagement Campaign
Broker/Dealers (less than 1,000 Advisors) – Transition Support:
Summit Brokerage
Broker/Dealers (less than 1,000 Advisors) – Service:
NEXT Financial Group
Advisor Training and Coaching Program – ELITE (Essential Lessons for Investment Training Excellence)
Broker/Dealers (less than 1,000 Advisors) – Technology:
Janney Montgomery Scott LLC
Financial Aggregation
Broker/Dealers (less than 1,000 Advisors) – Practice Management:
The Investment Center
Advisor Marketing Coaching Program
Broker/Dealers (1,000+ Advisors) – Corporate Social Responsibility/Diversity:
Commonwealth Financial Network
Birthday Wishes
Broker/Dealers (1,000+ Advisors) – Practice Management:
Securities America
Next Level with Revenue Diagnostics
Broker/Dealers (1,000+ Advisors) – Technology:
Raymond James
Client Reporting
Edward Jones
Two-way Texting with Clients
Broker/Dealers (1,000+ Advisors) – Service:
Kestra Financial
Effortless Experience
Broker/Dealers – Thought Leadership:
Charles Schwab
The Schwab ETF OneSource 2016 ETF Industry Outlook
Compliance/Law Firms:
MarketCounsel and the Hamburger Law Firm + MarketCounsel Summit
Custodians (Emerging – Less Than $25 Billion) – Technology:
Millennium Trust Company
Custodians ($25 Billion or More) Corporate Social Responsibility/Diversity:
NextGen Initiative
Custodians ($25 Billion Or More) – Practice Management:
Charles Schwab: Schwab Advisor Services
Schwab Advisor Services Insight to Action Program – Creating a Referral Culture (CRC)
Custodians ($25 Billion Or More) – Transition Support:
Pershing LLC, a BNY Mellon Company
Strategic Banking and Liability Management Solutions to Manage Clients’ Wealth
Custodians ($25 Billion Or More) – Technology:
Pershing, a BNY Mellon company
Pershing’s Retirement Plan Network
Custodians ($25 Billion or More) – Custodian Social Media Leadership:
Practically Speaking – SEI Social Media Program
Custodians ($25 Billion or More) – Custodian Thought Leadership:
Fidelity Investments
Fidelity Helps Industry Build an Army of eAdvisors
Disruptors – Technology:
Artivest Platform Enables Financial Advisors to Better Serve HNW with Private Alts
Disruptors – Industry:
United Capital Financial Advisers, LLC.
FinLife Partners Platform
Family Offices – Thought Leadership:
Fidelity Investments
Fidelity Provides Research and Insights on Family Office Executive Compensation
Industry Associations:
New IMCA Applied Behavioral Finance Certificate Program
Hedge Funds/Private Equity:
CAIS strengthens partnership with Fidelity to offer increased access to PE and hedge funds; adds Mercer institutional PE from Mercer to platform
Insurance Service:
Financial Planning in the Shadow of Dementia
Insurance Technology:
Interactive Income Tool
Investment Banks/Lenders/Succession Planning Consultants:
Live Oak Bank
Advisor to Owner: Enabling internal succession
Envestnet’s Platform
TD Ameritrade Institutional
Advisors Private Wealth Trust
Account Aggregation:
SS&C Advent
Black Diamond True Client-Ready Data
Client Portals:
eMoney Advisor
Innovation – New Application and Innovation – Platform
First Rate, Inc.
ExecView – Managing Oversight of Client Outcomes Firm-wide
Corporate Social Responsibility/Diversity:
First Rate, Inc.
First Rate Living – Making an Impact with Corporate Values
Technology Providers – CRM:
Transforming the Client-Advisor Relationship for the Digital Age with Salesforce Financial Services Cloud
Digital Advisors (Robo):
FolioDynamix/VisX Solutions: Integrating a ‘robo’ offering in a single platform with UMA, SMA, MF/ETF and Rep as Manager accounts
Financial Planning:
PIEtech, Inc.
myMoneyGuide Planning Experience
Document Management:
Laserfiche 10
Innovation – New Applications
Vestmark Manager Marketplace
Innovation – Platform:
eMoney Advisor
eMoney Platform
Portfolio Management, Accounting and Performance Reports:
Orion Advisor Services
Orion Business Intelligence
Envestnet | Tamarac
Envestnet | Tamarac Advisor Rebalancing
Risk Tolerance/Client Profiling:
Technology Social Media Leadership:
Hearsay Social
Hearsay Social: Predictive Social Media Technology for Advisors
Technology Thought Leadership:
Financial Services Observer: The U.S. Department of Labor’s Fiduciary Rule for Advisors Could Reshape the Financial Sector
Wealth Reporting/Personal Financial Managers:
Wealth Access, Inc.
PFM for Advisors