Dynasty Financial Partners

Non-Custodial RIA Support Platforms

About Dynasty Financial Partners Dynasty Financial Partners develops, sources and integrates management capabilities for some of the industry ’ s leading independent investment advisor firms Dynasty ’ s integrated platform services delivery chassis offers a customized, open-architectu re wealth management solutions and technology platform supporting advisors as they protect and seek to grow their clients ’ wealth. Dynasty ’ s core principle is “ objectivity without compromise, ” and the firm is committed to crafting solutions that allow investment advisors to act as true fiduciaries to their clients. Dynasty Financial Partners has corporate offices in New York City, Chicago, Coral Gables, Florida, Denver, San Francisco and Greater Washington DC. Visit our website for more information: www.dynastyfinancialpartners.com. Also visit Dynasty on social media:

LinkedIn: https://www.linkedin.com/company/dynasty-financial- partners

Twitter: @DynastyFP

Youtube: http://bit.ly/1MKXhC8


Dynasty Financial Partners’ Value Pillars

In 2016, Dynasty Financial Partners developed the concept of Value Pillars, whereby we identified seven specific aspects how we can help advisors run a highly successful RIA:


1. Community

2. Technology

3. Practice Management

4. Marketing / Social Media

5. Finance

6. Investments / Operations

7. Compliance


The development and building out of the Value Pillars concept has created a tangible and ea sily articulated value proposition not only to our traditional opportunity set of “ break aways ” , but also to those same teams 3-5 years after they break and existi ng RIAs as well. We define our mandate as empowering RIAs to run their practices as they choose in a professionalized, scalable, and efficient way. The Value Pillars have helped us to both retain existing clients well past their break away transition period and to attract existing RIAs as new clients.

The Dynasty Value Pillars provide seven tangible “ touch points ” where we can add that value and help our Network firms grow and succeed in a scalable and efficient manner. No two clients “ use ” Dynasty in the same way – we actively and continuously engage in a discovery process that allows us to identify what combination of Value Pillars is most appropriate for each firm.

Of these, “ Community ” is perhaps the least tangible yet most important. Our Network firms want to share ideas, exchange best practices, collaborate, and celebrate in each other ’ s successes. What on the surface seems like an intangible is in actuality one of the most powerful and cohesive forces that exists across the Dynasty Network.

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Shiri Penney

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