2017 winners are highlighted in green below.
401 (k) Retirement Plans: Service
Envestnet | Retirement Solutions
Fidelity Investments
TD Ameritrade
401 (k) Retirement Plans: Technology
Morningstar, Inc.
NextCapital
Retirement Readiness Solutions
RiXtrema
Vestwell
Asset Managers: Alternatives
John Hancock Investments
LJM Funds
Mercury Capital Advisors
Winston Art Group
Asset Managers: Corporate Social Responsibility
Assetmark
State Street Global Advisors
Asset Managers: Equities
Morningstar, Inc.
Russell Investments
Asset Managers: ETF Strategists
CLS Investments
Envestnet
Pershing
Asset Managers: ETFs
Morningstar, Inc.
Charles Schwab
SEI
Asset Managers: Fixed Income
Guggenheim Investments
John Hancock Investments
Asset Managers: Separate Accounts
Envestnet
Natixis
Asset Managers: Social Media Leadership
361 Capital
Columbia Threadneedle Investments
John Hancock Investments
J.P. Morgan Asset Management
Asset Managers: SRI
Athena Capital
John Hancock Investments
Morningstar, Inc.
Natixis
Wells Fargo
Asset Managers: Education Thought Leadership
BMO Global Asset Management
CIBC Atlantic Trust Private Wealth Management
Cohen & Steers
Deardorff
Fidelity Investments
Oppenheimer Funds
State Street Global Advisors
Asset Managers: Product Enhancement Thought Leadership
Charles Schwab
Envestnet
J.P. Morgan
Morningstar, Inc.
Broker/Dealers: 1000+ Advisors Corporate Social Responsibility
Commonwealth Financial Network
Edward Jones
Voya Financial
Broker/Dealers: Fewer Than 1000 Advisors Corporate Social Responsibility
1st Global
NEXT Financial Group
Parkland Securities LLC.
Sigma Financial
Broker/Dealers: 1000+ Advisors Practice Management
Advisor Group
Cetera Financial Group
Kestra Financial
Raymond James
Voya Financial
Wells Fargo Advisors
Broker/Dealers: Fewer Than 1000 Advisors Practice Management
NEXT Financial Group
Parkland Securities LLC.
Sigma Financial
Broker/Dealers: 1000+ Advisors Service
Advisor Group
Commonwealth Financial Network
National Planning Holdings
Broker/Dealers: Fewer Than 1000 Advisors Service
Independent Financial Group
Parkland Securities LLC.
Broker/Dealers: 1000+ Advisors Social Media
Raymond James
Wells Fargo Advisors
Broker/Dealers: Fewer Than 1000 Advisors Social Media Leadership
NEXT Financial Group
Wedbush Securities
Broker/Dealers: 1000+ Advisors Technology
Cetera Financial Group
Raymond James
Voya Financial
Wells Fargo
Broker/Dealers: Fewer Than 1000 Advisors Thought Leadership
PeachCap
Sigma Financial
TD Wealth
Broker/Dealers: Fewer Than 1000 Advisors Transition Support
NEXT Financial Group
Wedbush Securities
Compliance Law Firms
Anaford Attorneys
MarketCounsel
RIA in a Box
Custodians: Technology
Shareholders Service Group
Trust Company of America
Custodians: Practice Management
Charles Schwab
Fidelity Investments (2)
Schwab
TD Ameritrade
Custodians: Thought Leadership
Charles Schwab
Fidelity Investments
Pershing
SEI
Disruptors: Industry
361 Capital
AdvicePeriod
Carson Group
Finalytix, Inc.
Morningstar, Inc.
PIETech, Inc.
Disruptors: Technology
Apex Clearing
Envestnet
HighTower
Investment POD
Riskalyze
United Capital Financial Advisers, LLC.
Family Office Client Initiative
Bruderman Asset Management
CIBC Atlantic Trust Private Wealth Management
Day Pitney LLP
Family Office Exchange
Key Family Wealth
Hedge Fund Private Equity
CAIS Group
Gemini Cos.
iCapital Network
Insurance
Investment Banks/ Lenders/ Succession Planning Consultants
Echelon Partners
Live Oak Bank
RIA Valuations
Non-Custodial RIA Support Platforms
AdvicePeriod
Dynasty Financial Partners
Halbert Hargrove
Succession/Ownership Transition Services – Non-Custodian/Broker/Dealer
AdvicePeriod
Carson Group
Focus Financial Partners
TAMPs
AssetMark
Brinker Capital
Envestnet
First Ascent Asset Management
Pershing
Technology Providers: Account Aggregation
Broadridge Financial Solutions, Inc.
Envestnet
Quovo
Wealth Access, Inc.
Technology Providers: Client Portals
Advicent
Envestnet | Tamarac
Envision Financial Systems, Inc.
First Rate
InvestEdge
Technology Providers: Compliance
Advicent
Fi360
MMxCHANGE
New Constructs, LLC
Orion
Technology Providers: CRM
Grendel
Junxure
Redtail Technology
Wealth Dynamix
Technology Providers: Digital Advisors (Robo)
Emotomy
Marstone
Next Capital
PlanPlus Inc.
Vestmark
Technology Providers: Document Management
BaseVenture
Docupace
Laserfiche ECM
Seismic
Technology Providers: Financial Planning
Advizr
eMoney Advisor
Envestnet
FIS
PIETech, Inc.
Technology Providers: New Applications Innovation
eMoney Advisor
Envestnet
FinMason, Inc.
Morningstar, Inc.
Pershing
Smartleaf
TruValue Labs
Wealth Access, Inc.
Technology Providers: Platform Innovation
eMoney Advisor
Fiserv
Hearsay
InvestCloud, Inc.
Orion
SS&C Advent
Tradeweb Direct
Xtiva Financial Systems
Technology Providers: Portfolio Management
Envestnet
Nasdaq
SS&C Technologies
Tradeweb
Technology Providers: Portfolio Reporting
Albridge
Evestnet Tamarac
Informa Zephyr
InvestEdge
SS&C Advent
Technology Providers: Rebalancing
Evestnet Tamarac
Orion
Smartleaf
TD Ameritrade
Trade Warrior
Technology Providers: Risk Tolerance/ Client Profiling
FinMason, Inc.
PlanPlus Inc.
Riskalyze
The Advisor Lab
Technology Providers: Social Media Thought Leadership
Broadridge Financial Solutions, Inc.
Smarsh
Technology Providers: Thought Leadership
Accenture
Envestnet
Freewheel Marketing
PIETech, Inc.
Smarsh
Technology Providers: Wealth Reporting/ Personal Finance Managers
Envestnet
Finalytix, Inc.
Oranj
Private Wealth Systems
Wealth Access, Inc.
Trusts
CIBC Atlantic Trust Private Wealth Management
Fiduciary Trust Company
View more information on all of the 2017 Finalists here.
