Congratulations to all the Finalists of the 2018 WealthManagement.com Industry Awards

401(k) RETIREMENT PLAN SUPPORT: Service

Envestnet Retirement Solutions

Practice Advantage

Morningstar, Inc.

Glide Path Analysis

Resources Investment Advisors, Inc.

Financial Elements Wellness Program

401(k) RETIREMENT PLAN SUPPORT: Technology

Advizr

Advizr Workplace

Riskalyze

Riskalyze Retirement Solutions

ASSET MANAGERS: Alternatives

GPB Capital

Income-Producing Private Equity

Insight Investment

Advisor Education Program

ASSET MANAGERS: Corporate Social Responsibility/Diversity

Guggenheim Investments

Network for Social Innovation

OppenheimerFunds

10,000 Kids by 2020

ASSET MANAGERS: Equities

Hartford Funds

More Room to Run

John Hancock Investments

Open Architecture Target Date Funds

MPACT Financial Group

I-SYNERGY

ASSET MANAGERS: ETF Strategists

CLS Investments, LLC

Smart ETF Models

First Ascent Asset Management

Flat-fee ETF Portfolios

Metaurus Advisors

Price-Only Exposure and Dividend Cash Flow

The Institute for Wealth Management

Sector Rotation Program

ASSET MANAGERS: ETFs

Charles Schwab Investment Management

Schwab 1000 Index® ETF

Hartford Funds

Strategic Beta Advisor Education Program

John Hancock Investments

Multifactor ETFs

Natixis Investment Managers

Actively Managed ETFs

OppenheimerFunds

Factor Based ETFs

Pacer ETFs

Advisor Education

ASSET MANAGERS: Fixed Income

Garrison Asset Management, Inc.

Retail Market Fixed Income Portfolios

Guggenheim Investments

Fixed Income Outlook Program

Hartford Funds

Preparing for the (Un)expected Program

Insight Investment

BNY Mellon Insight Core Plus Fund

The Institute for Wealth Management

MoneyPlus Strategy Model

ASSET MANAGERS: Separate Accounts

Envestnet

Impact Investing Quantitative Portfolios

Just Invest

Personalized Index Platform

ASSET MANAGERS: Social Media Leadership

Carson Group

Ronsense

Columbia Threadneedle Investments

Instagram Campaign

DoubleLine Capital

Fixed Income Leaders

OppenheimerFunds

Social Media Campaign

WBI

Social Program

ASSET MANAGERS: Socially Responsible Investing (SRI)/Impact Investing

Athena Capital Advisors

Investing for Impact Program

CLS Investments, LLC

ESG Strategy

Green Alpha Advisors

Advisor Education Campaign

ImpactAssets

ImpactAssets Platform

John Hancock Investments

ESG Funds

Natixis Investment Managers

Natixis Sustainable Future Funds

Pacer ETFs

Military Times Best Employers ETF

ASSET MANAGERS: Thought Leadership Content

Athena Capital Advisors

Investing in Gender Equality White Paper

Guggenheim Investments

Crucial Conversations Program

Hartford Funds

8,000 Days Program

Janus Henderson Investors

The Three Tiers of Retirement Income

State Street Global Advisors

Truth About the Aging Brain Program

ASSET MANAGERS: Thought Leadership Initiative

Carson Group

Digital Client Experience Program

CLS Investments, LLC

Advisor IQ Series

Envestnet

Envestnet Institute on Campus

Fidelity Investments

Portfolio Construction Insights Program

WisdomTree

Digital Portfolio Developer

ASSET MANAGERS: Thought Leadership Product Enhancement

AllianceBernstein

AB FlexFee™ Funds

CLS Investments, LLC

Smart ETF Models

John Hancock Investments

Market Intelligence Program

SpiderRock Advisors, LLC

Tech-enabled Option Strategies

BROKER/DEALERS (1,000 Advisors or More): Corporate Social Responsibility/Diversity

Advisor Group

W Pulse Podcast

Edward Jones

Inclusion Business Coaching

Voya Financial Advisors

Voya Cares Special Needs Financial Planning Program

BROKER/DEALERS (1,000 Advisors or More): Practice Management

Ladenburg Thalmann

Behavioral Financial Advice Training Program

Raymond James

Advisor Mastery Program

BROKER/DEALERS (1,000 Advisors or More): Technology

Cetera Financial Group

My Advice Architect™

RBC Correspondent and Advisor Services

RBC BLACK

BROKER/DEALERS (1,000 Advisors or More): Thought Leadership

Advisor Group

Longevity Council

Nationwide

Long-term Care Cost Assessment Tool

Raymond James

Longevity Planning

Securities America

Link to the Future Program

BROKER/DEALERS (Fewer than 1,000 Advisors): Corporate Social Responsibility/Diversity

DFPG Investments, Inc.

DFPG Gives Back

Independent Financial Group

Charitable Contribution Program

NEXT Financial Group, Inc.

Community Initiatives

BROKER/DEALERS (Fewer than 1,000 Advisors): Practice Management

PEAK Brokerage Services, LLC.

Peak Performance Series

Sigma Financial Corporation

Client Onboarding Initiative – Managing Client Impressions

BROKER/DEALERS (Fewer than 1,000 Advisors): Social Media Leadership

Janney Montgomery Scott LLC

Social Media Success Campaign

Parkland Securities, LLC

Power Hour Challenge

Sigma Financial Corporation

Social Media Summer School

BROKER/DEALERS (Fewer than 1,000 Advisors): Technology

Janney Montgomery Scott LLC

Financial Planning Software

Parkland Securities, LLC

Traveling Audit Campaign

Sigma Financial Corporation

Tech Stack

BROKER/DEALERS (Fewer than 1,000 Advisors): Thought Leadership

NEXT Financial Group, Inc.

Prosperity Spectrum

Parkland Securities, LLC

Fiduciary Education Program

Sigma Financial Corporation

Cybersecurity-Identity Theft (C-ID) Prevention Program

BROKER/DEALERS: Service

Advisor Group

Future is Now 2.0

Cetera Financial Group

My Advice Architect™

NEXT Financial Group, Inc.

NEXT Select

Raymond James

Longevity Planning

BROKER/DEALERS: Transition Support

Advisor Group

My Succession Plan

Janney Montgomery Scott LLC

Janney’s Seamless Transition Process

Voya Financial Advisors

Advisor Succession Planning

COMPLIANCE/LAW FIRMS

Hamburger Law Firm

Transition Intelligence™ Program

MarketCounsel

Tactical Compliance™ Program

RIA in a Box LLC

Automated Employee Trade Monitoring

CUSTODIANS (Emerging – Less than $25B): Alternative Asset

PENSCO Trust Company

Alt-Nav Enhancements

Vantage Retirement Plans, LLC

ALTS Forum

CUSTODIANS (Emerging – Less than $25B): Technology

Folio Institutional

Digital Wealth Solutions Platform

Shareholders Service Group

Riskalyze Integration

TradePMR

EarnWise Workstation

CUSTODIANS (Established– $25B and Over): Practice Management

BNY Mellon’s Pershing

Serving the Needs of Senior Clients Program

Fidelity Investments

Fidelity Wealth M&A Series

Schwab Advisor Services

Strategic Planning Leadership Retreat

TD Ameritrade Institutional

Risk Assessment Tool

CUSTODIANS (Established– $25B and Over): Social Media Leadership

Fidelity Investments

Social Media Thought Leadership Program

Pershing Advisor Solutions

Social Media Leadership Program

CUSTODIANS (Established– $25B and Over): Technology

Apex Clearing

API Technology

Fidelity Investments

Fidelity Automated Managed Platform

RBC Correspondent and Advisor Services

RBC BLACK

TD Ameritrade Institutional

Veo One

CUSTODIANS (Established– $25B and Over): Thought Leadership

BNY Mellon’s Pershing

Mentoring in the New Age of Work Program

Fidelity Investments

Millionaire Outlook Study

Schwab Advisor Services

“Independent Difference” TV Ad Campaign

CUSTODIANS: Corporate Social Responsibility/Diversity

Fiduciary Trust Company

Donor-advised Fund Program

Schwab Advisor Services

RIA Internship Program

DISRUPTORS: Industry

AdvisorBid, Inc.

AdvisorBid Platform

cleverDome, Inc.

cleverDome Platform

DIVIDEX Management, LLC

Litigation Exposure System

Facet Wealth

Responsible Solution for Small Accounts

Morningstar, Inc.

Morningstar Open Indexes Project

TD Ameritrade Institutional

ETF Market Center

XY Planning Network

Monthly Retainer Model

DISRUPTORS: Technology

Asset-Map

Asset-Map Platform

Capitect

Launch of Portfolio and Rebalance Architect

CBXmarket

CBXmarket Platform

MaxMyInterest

Advisor Tools

Morningstar, Inc.

Morningstar Quantitative Rating ™

Redtail Technology

Redtail Speak

ScratchWorks

Fintech Accelerator

FAMILY OFFICES

AdvicePeriod

The Lab

Key Private Bank

Legacy Planning Services

Mercer Advisors

Science of Economic Freedom Education Initiative

INDIVIDUAL RIA FIRM LEADERS: CEO of the Year

Mercer Advisors

Dave Welling, CEO

Personal Capital

Jay Shah, CEO

Private Ocean Wealth Management

Greg Friedman, CEO

INDIVIDUAL RIA FIRM LEADERS: Innovator of the Year

AdvicePeriod

Larry Miles, Principal

BrightPlan

Marthin De Beer, Founder and CEO

Carson Group

Ron Carson, CEO

Rowling & Associates

Sheryl Rowling, Principal

INDIVIDUAL RIA FIRM LEADERS: M&A Leader of the Year

Beacon Pointe Wealth Advisors

Matthew Cooper, Partner and President

D.B. Root & Company

David B. Root, CEO

Mercer Advisors

Dave Barton, Vice Chairman

INDIVIDUAL RIA FIRM LEADERS: Thought Leader of the Year

AdvicePeriod

Steve Lockshin, Co-founder and CEO

AE Wealth Management

David Bach, Co-founder and Director of Investor Education

Archford Capital Strategies

Jim Maher, CEO

Gitterman Wealth Management

Jeffrey Gitterman, Co-founder

INDUSTRY RESEARCH PROVIDERS

Bloomberg Tax

Tax, Estate, Gift and Trusts Research

CFRA

MarketScope Advisor

EPFR

Fund Flows Research

Fi360

Fi360 Fiduciary Score®

Morningstar, Inc.

Morningstar® Portfolio Carbon Metrics

Morningstar, Inc.

Morningstar Quantitative Rating™

New Constructs, LLC

The Robo-Analyst

INSURANCE: Service

Jackson National Life Insurance

Retire on Purpose Platform

John Hancock Insurance

Vitality with Apple Watch Series 3

INSURANCE: Technology

Brighthouse Financial

FlexChoice Access – Income Tool 3.0

Nationwide Advisory Solutions

Analytics-Driven Advisor Experience Program

Transamerica

Wealth + Health Program

INVESTMENT BANKS/LENDERS/SUCCESSION PLANNING CONSULTANTS

ECHELON Partners

ECHELON Continuity Planning

Live Oak Bank

2018 Broker-Dealer Summit

NON-CUSTODIAL RIA SUPPORT PLATFORMS

Brinker Capital

Brinker Capital RIA Services

Dynasty Financial Partners

Dynasty Capital Strategies

Facet Wealth

Responsible Solution for Small Accounts

PFI Advisors

COO Resource

Private Advisor Group

PAG Internship: Digital Certification Program

SUCCESSION/OWNERSHIP TRANSITION SERVICES – NON-CUSTODIAN/BROKER/DEALER

ECHELON Partners

RIA Successions Solutions

PFI Advisors

PFI Advisors White Paper: Becoming a Professional Buyer, Part 2

TAMPs Model Marketplaces

BNY Mellon’s Lockwood Advisors, Inc.

Managed360®

Envestnet
Strategist Consulting Program

TD Ameritrade Institutional

Model Market Center

TAMPs

First Ascent Asset Management

Flat Fee TAMPs

Morningstar Investment Management, LLC

Morningstar® Managed Portfolios(SM) Program

Sawtooth Solutions, LLC
SPARC Platform

SMArtX Advisory Solutions

UMA Brokerage Account

TECHNOLOGY PROVIDERS: Account Aggregation

Enterprise Engineering, Inc. (EEI)

EEI Commander™

Oranj

Oranj

Private Client Resources (PCR)

PCR’s TotalWealthStream

TECHNOLOGY PROVIDERS: Alternative Investment Platforms

iCapital Network

White-labeled Alternative Investing Platform

Orion Advisor Services

Alternative Investment Platform

TECHNOLOGY PROVIDERS: Client Portals

Black Diamond Wealth Platform

Black Diamond Investor Experience

Emotomy

Emotomy Turbo

Empire Software

Empire Platform

InvestCloud

InvestCloud Blue

Morningstar, Inc.

Morningstar Office℠ Cloud

SS&C Technologies

SS&C Vision FI

Vestmark

VestmarkONE Investor Portal

TECHNOLOGY PROVIDERS: Compliance

Appway

Regulatory Reviews for Wealth

FinMason, Inc.

FinRiver for Salesforce

MyVest

Digital Middle Office Operations Suite

TECHNOLOGY PROVIDERS: Corporate Social Responsibility/Diversity

AssetMark

Diversity Initiatives

BNY Mellon’s Albridge

Diversity Initiatives

Morningstar, Inc.

Diversity Initiatives

TECHNOLOGY PROVIDERS: CRM

Envestnet | Tamarac

Tamarac CRM™

InvestCloud

InvestCloud CRM

TECHNOLOGY PROVIDERS: Digital Advisors (Robo)

Investment POD

InvestmentPOD Ulcer Prevention Portfolio

Riskalyze

Autopilot

TECHNOLOGY PROVIDERS: Document Management

Laserfiche

Workflow 10.3

Seismic

Seismic Updates

Upland Qvidian

Compliance Enhancements

TECHNOLOGY PROVIDERS: Financial Planning

Advizr

Advizr’s Turnkey Planning Solution

eMoney Advisor

Continuing Education Program

Fiserv

Advisor Dashboard

PIETech, Inc.

bliss; The Retirement Compatibility Game

TECHNOLOGY PROVIDERS: Innovation New Applications

AdvicePay

Fee-For-Service Payment Processing

Agreement Express

Automated Broker Transitions

Envestnet

Artificial Intelligence FinCheck App

New Constructs, LLC

The Robo-Analyst

PIETech, Inc.

bliss, The Retirement Compatibility Game

Quovo

Automated Customer Account Transfer Service

Ruby Receptionists

Ruby Mobile App

Scivantage

Voice Recognition and Response Technology

TECHNOLOGY PROVIDERS: Innovation Platform

Empire Software

Empire Software Platform

Enterprise Engineering, Inc. (EEI)

Data Sharing and Exchange (DeX™)

Informa Financial Intelligence

Zephyr

LifeYield

Taxficient Score

YCharts

Crypto Data and Research

TECHNOLOGY PROVIDERS: Model Marketplaces

MMxCHANGE

MMxCHANGE Platform

Riskalyze

Autopilot Partner Store

TECHNOLOGY PROVIDERS: Portfolio Management, Accounting and Performance Reporting

aixigo AG

High Performance Wealth Management Service Platform

BaseVenture

FundManager.io

Fiserv

Unified Wealth Platform

TECHNOLOGY PROVIDERS: Rebalancing

Apex Clearing

Equilibrium

Capitect

Launch of Portfolio and Rebalance Architect

Envestnet | Tamarac

Tamarac Trading

MyVest

Portfolio Management Suite

SS&C Advent

Advent Genesis

TECHNOLOGY PROVIDERS: Risk Tolerance/Client Profiling

AdvisoryWorld

ACQUIRE

StratiFi

PRISM

 

TECHNOLOGY PROVIDERS: Social Media Leadership

Fresh Finance

freshMerge

Snappy Kraken

“Seminar Freedom” Program and Video Production Services

TECHNOLOGY PROVIDERS: Thought Leadership

Advicent

High-net-worth Planning Content Series

Discovery Data

Discovery DataLink

eMoney Advisor

The Push to Planning

Foundation Source

Investment Performance and Grantmaking Reports

Panoramix

Panoramix Industry Content Series

TECHNOLOGY PROVIDERS: Wealth Reporting/Personal Finance Managers

Broadridge Financial Solutions

Wealth Insight Services (WINS)

Envestnet

OK to Spend App

Wealth Access, Inc.

Wealth Access Enterprise PFM

TRUSTS

Bridgeford Trust Company

Coming to America Initiative

Fiduciary Trust Company International

Trust Services