2018 Finalists

Envestnet Retirement Solutions

Practice Advantage

Morningstar, Inc.

Glide Path Analysis

Resources Investment Advisors, Inc.

Financial Elements Wellness Program

Advizr

Advizr Workplace

Riskalyze

Riskalyze Retirement Solutions

GPB Capital

Income-Producing Private Equity

Insight Investment

Advisor Education Program

CLS Investments, LLC

Smart ETF Models

First Ascent Asset Management

Flat-fee ETF Portfolios

Metaurus Advisors

Price-Only Exposure and Dividend Cash Flow

The Institute for Wealth Management

Sector Rotation Program

Charles Schwab Investment Management

Schwab 1000 Index® ETF

Hartford Funds

Strategic Beta Advisor Education Program

John Hancock Investments

Multifactor ETFs

Natixis Investment Managers

Actively Managed ETFs

OppenheimerFunds

Factor Based ETFs

Pacer ETFs

Advisor Education

Garrison Asset Management, Inc.

Retail Market Fixed Income Portfolios

Guggenheim Investments

Fixed Income Outlook Program

Hartford Funds

Preparing for the (Un)expected Program

Insight Investment

BNY Mellon Insight Core Plus Fund

The Institute for Wealth Management

MoneyPlus Strategy Model

Envestnet

Impact Investing Quantitative Portfolios

Just Invest

Personalized Index Platform

Carson Group

Ronsense

Columbia Threadneedle Investments

Instagram Campaign

DoubleLine Capital

Fixed Income Leaders

OppenheimerFunds

Social Media Campaign

WBI

Social Program

Athena Capital Advisors

Investing for Impact Program

CLS Investments, LLC

ESG Strategy

Green Alpha Advisors

Advisor Education Campaign

ImpactAssets

ImpactAssets Platform

John Hancock Investments

ESG Funds

Natixis Investment Managers

Natixis Sustainable Future Funds

Pacer ETFs

Military Times Best Employers ETF

Athena Capital Advisors

Investing in Gender Equality White Paper

Guggenheim Investments

Crucial Conversations Program

Hartford Funds

8,000 Days Program

Janus Henderson Investors

The Three Tiers of Retirement Income

State Street Global Advisors

Truth About the Aging Brain Program

Carson Group

Digital Client Experience Program

CLS Investments, LLC

Advisor IQ Series

Envestnet

Envestnet Institute on Campus

Fidelity Investments

Portfolio Construction Insights Program

WisdomTree

Digital Portfolio Developer

AllianceBernstein

AB FlexFee™ Funds

CLS Investments, LLC

Smart ETF Models

John Hancock Investments

Market Intelligence Program

SpiderRock Advisors, LLC

Tech-enabled Option Strategies

Advisor Group

W Pulse Podcast

Edward Jones

Inclusion Business Coaching

Voya Financial Advisors

Voya Cares Special Needs Financial Planning Program

Ladenburg Thalmann

Behavioral Financial Advice Training Program

Raymond James

Advisor Mastery Program

Cetera Financial Group

My Advice Architect™

RBC Correspondent and Advisor Services

RBC BLACK

Advisor Group

Longevity Council

Nationwide

Long-term Care Cost Assessment Tool

Raymond James

Longevity Planning

Securities America

Link to the Future Program

DFPG Investments, Inc.

DFPG Gives Back

Independent Financial Group

Charitable Contribution Program

NEXT Financial Group, Inc.

Community Initiatives

PEAK Brokerage Services, LLC.

Peak Performance Series

Sigma Financial Corporation

Client Onboarding Initiative – Managing Client Impressions

Janney Montgomery Scott LLC

Social Media Success Campaign

Parkland Securities, LLC

Power Hour Challenge

Sigma Financial Corporation

Social Media Summer School

Janney Montgomery Scott LLC

Financial Planning Software

Parkland Securities, LLC

Traveling Audit Campaign

Sigma Financial Corporation

Tech Stack

NEXT Financial Group, Inc.

Prosperity Spectrum

Parkland Securities, LLC

Fiduciary Education Program

Sigma Financial Corporation

Cybersecurity-Identity Theft (C-ID) Prevention Program

Advisor Group

Future is Now 2.0

Cetera Financial Group

My Advice Architect™

NEXT Financial Group, Inc.

NEXT Select

Raymond James

Longevity Planning

Advisor Group

My Succession Plan

Janney Montgomery Scott LLC

Janney’s Seamless Transition Process

Voya Financial Advisors

Advisor Succession Planning

Hamburger Law Firm

Transition Intelligence™ Program

MarketCounsel

Tactical Compliance™ Program

RIA in a Box LLC

Automated Employee Trade Monitoring

PENSCO Trust Company

Alt-Nav Enhancements

Vantage Retirement Plans, LLC

ALTS Forum

Folio Institutional

Digital Wealth Solutions Platform

Shareholders Service Group

Riskalyze Integration

TradePMR

EarnWise Workstation

BNY Mellon’s Pershing

Serving the Needs of Senior Clients Program

Fidelity Investments

Fidelity Wealth M&A Series

Schwab Advisor Services

Strategic Planning Leadership Retreat

TD Ameritrade Institutional

Risk Assessment Tool

Fidelity Investments

Social Media Thought Leadership Program

Pershing Advisor Solutions

Social Media Leadership Program

Apex Clearing

API Technology

Fidelity Investments

Fidelity Automated Managed Platform

RBC Correspondent and Advisor Services

RBC BLACK

TD Ameritrade Institutional

Veo One

BNY Mellon’s Pershing

Mentoring in the New Age of Work Program

Fidelity Investments

Millionaire Outlook Study

Schwab Advisor Services

“Independent Difference” TV Ad Campaign

Fiduciary Trust Company

Donor-advised Fund Program

Schwab Advisor Services

RIA Internship Program

AdvisorBid, Inc.

AdvisorBid Platform

cleverDome, Inc.

cleverDome Platform

DIVIDEX Management, LLC

Litigation Exposure System

Facet Wealth

Responsible Solution for Small Accounts

Morningstar, Inc.

Morningstar Open Indexes Project

TD Ameritrade Institutional

ETF Market Center

XY Planning Network

Monthly Retainer Model

Asset-Map

Asset-Map Platform

Capitect

Launch of Portfolio and Rebalance Architect

CBXmarket

CBXmarket Platform

MaxMyInterest

Advisor Tools

Morningstar, Inc.

Morningstar Quantitative Rating ™

Redtail Technology

Redtail Speak

ScratchWorks

Fintech Accelerator

AdvicePeriod

The Lab

Key Private Bank

Legacy Planning Services

Mercer Advisors

Science of Economic Freedom Education Initiative

Mercer Advisors

Dave Welling, CEO

Personal Capital

Jay Shah, CEO

Private Ocean Wealth Management

Greg Friedman, CEO

AdvicePeriod

Larry Miles, Principal

BrightPlan

Marthin De Beer, Founder and CEO

Carson Group

Ron Carson, CEO

Rowling & Associates

Sheryl Rowling, Principal

Beacon Pointe Wealth Advisors

Matthew Cooper, Partner and President

D.B. Root & Company

David B. Root, CEO

Mercer Advisors

Dave Barton, Vice Chairman

AdvicePeriod

Steve Lockshin, Co-founder and CEO

AE Wealth Management

David Bach, Co-founder and Director of Investor Education

Archford Capital Strategies

Jim Maher, CEO

Gitterman Wealth Management

Jeffrey Gitterman, Co-founder

Bloomberg Tax

Tax, Estate, Gift and Trusts Research

CFRA

MarketScope Advisor

EPFR

Fund Flows Research

Fi360

Fi360 Fiduciary Score®

Morningstar, Inc.

Morningstar® Portfolio Carbon Metrics

Morningstar, Inc.

Morningstar Quantitative Rating™

New Constructs, LLC

The Robo-Analyst

Jackson National Life Insurance

Retire on Purpose Platform

John Hancock Insurance

Vitality with Apple Watch Series 3

Brighthouse Financial

FlexChoice Access – Income Tool 3.0

Nationwide Advisory Solutions

Analytics-Driven Advisor Experience Program

Transamerica

Wealth + Health Program

ECHELON Partners

ECHELON Continuity Planning

Live Oak Bank

2018 Broker-Dealer Summit

Brinker Capital

Brinker Capital RIA Services

Dynasty Financial Partners

Dynasty Capital Strategies

Facet Wealth

Responsible Solution for Small Accounts

PFI Advisors

COO Resource

Private Advisor Group

PAG Internship: Digital Certification Program

ECHELON Partners

RIA Successions Solutions

PFI Advisors

PFI Advisors White Paper: Becoming a Professional Buyer, Part 2

BNY Mellon’s Lockwood Advisors, Inc.

Managed360®

Envestnet
Strategist Consulting Program

TD Ameritrade Institutional

Model Market Center

First Ascent Asset Management

Flat Fee TAMPs

Morningstar Investment Management, LLC

Morningstar® Managed Portfolios(SM) Program

Sawtooth Solutions, LLC
SPARC Platform

SMArtX Advisory Solutions

UMA Brokerage Account

Enterprise Engineering, Inc. (EEI)

EEI Commander™

Oranj

Oranj

Private Client Resources (PCR)

PCR’s TotalWealthStream

iCapital Network

White-labeled Alternative Investing Platform

Orion Advisor Services

Alternative Investment Platform

Black Diamond Wealth Platform

Black Diamond Investor Experience

Emotomy

Emotomy Turbo

Empire Software

Empire Platform

InvestCloud

InvestCloud Blue

Morningstar, Inc.

Morningstar Office℠ Cloud

SS&C Technologies

SS&C Vision FI

Vestmark

VestmarkONE Investor Portal

Appway

Regulatory Reviews for Wealth

FinMason, Inc.

FinRiver for Salesforce

MyVest

Digital Middle Office Operations Suite

AssetMark

Diversity Initiatives

BNY Mellon’s Albridge

Diversity Initiatives

Morningstar, Inc.

Diversity Initiatives

Envestnet | Tamarac

Tamarac CRM™

InvestCloud

InvestCloud CRM

Investment POD

InvestmentPOD Ulcer Prevention Portfolio

Riskalyze

Autopilot

Laserfiche

Workflow 10.3

Seismic

Seismic Updates

Upland Qvidian

Compliance Enhancements